-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V9UBWUnOGE0GvN9u1FDzqFBvQ6X9BzVZLxnQXfPmEY1LfA77Wq4AR7lrtTZwWR5j lNJZ1e1VK48easCTEuycNQ== 0000912057-00-004497.txt : 20000209 0000912057-00-004497.hdr.sgml : 20000209 ACCESSION NUMBER: 0000912057-00-004497 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC CENTRAL INDEX KEY: 0001093207 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 742846643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-57603 FILM NUMBER: 527166 BUSINESS ADDRESS: STREET 1: 9390 RESEARCH BOULEVARD SUITE II-300 CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: 5123490300 MAIL ADDRESS: STREET 1: 9390 RESEARCH BOULEVARD SUITE II-300 CITY: AUSTIN STATE: TX ZIP: 78759 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED DIGITAL INFORMATION CORP CENTRAL INDEX KEY: 0000770403 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 911618616 STATE OF INCORPORATION: WA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: P O BOX 97057 STREET 2: 11431 WILLOWS RD CITY: REDMOND STATE: WA ZIP: 98073-9757 BUSINESS PHONE: 4258818004 MAIL ADDRESS: STREET 1: P.O. BOX 97057 STREET 2: P O BOX 97057 CITY: REDMOND STATE: WA ZIP: 98073-9757 SC 13G 1 SC 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13-1(B), (C) AND (D) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13-2(B) (AMENDMENT NO. __________) CROSSROADS SYSTEMS, INC. -------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.001 PAR VALUE -------------------------------------------------------------------------- (Title of Class of Securities) 22765D100 -------------------------------------------------------------------------- (CUSIP Number) DECEMBER 31, 1999 -------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) /X/ Rule 13d-1(d) Page 1 of 7 Pages An Index of Exhibits appears on Page 7 - -------------------- ------------------------- CUSIP NO. SCHEDULE 13G Page 2 of 7 Pages 22765D100 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Advanced Digital Information Corporation 91-1618616 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION WA - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 2,608,696 NUMBER OF ----------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY EACH ----------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 2,608,696 WITH ----------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,608,696 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) approximately 9.8% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 7 Pages An Index of Exhibits appears on Page 7 SCHEDULE 13G ITEM 1(a). NAME OF ISSUER. This Schedule 13G relates to Crossroads Systems, Inc., a Delaware corporation (the "Company"). ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: The Company's principal executive offices are located at 9390 Research Blvd., Suite II-300, Austin, TX 78759. ITEM 2(a). NAME OF PERSON FILING. This Schedule 13G relates to Advanced Digital Information Corporation. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE. The business address of the reporting person is P.O. Box 97057, Redmond, WA 98073-9757. ITEM 2(c). CITIZENSHIP. Advanced Digital Information Corporation is a Washington corporation. ITEM 2(d). TITLE OF CLASS OF SECURITIES. This Schedule 13G relates to the Company's common stock, $.001 par value (the "Common Stock"). ITEM 2(e). CUSIP NUMBER. The CUSIP number for the Company's Common Stock is 22765D100. ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) / / Broker or dealer registered under Section 15 of the Exchange Act. (b) / / Bank as defined in Section 3(a)(6) of the Exchange Act. (c) / / Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) / / Investment company registered under Section 8 of the Investment Company Act. Page 3 of 7 Pages An Index of Exhibits appears on Page 7 (e) / / An investment advisor in accordance with Rule 13d-1(b)(1)(ii)(E). (f) / / An employee benefit plan or endowment fund in accordance with Rule 13-d-1(b)(1)(ii)(F). (g) / / A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). (h) / / A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) / / A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. (j) / / Group, in accordance with Rule 13d-1(b)(1)(ii)(J). NOT APPLICABLE ITEM 4. OWNERSHIP. The following describes the ownership of Common Stock by Advanced Digital Information Corporation as of December 31, 1999: (a) Amount beneficially owned: 2,608,696 (b) Percent of class: approximately 9.8% (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: 2,608,696 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 2,608,696 (iv) Shared power to dispose or to direct the disposition of: 0 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. Page 4 of 7 Pages An Index of Exhibits appears on Page 7 ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATIONS. Not applicable. Page 5 of 7 Pages An Index of Exhibits appears on Page 7 SIGNATURE After reasonable inquiry and to best of its knowledge and belief, Advanced Digital Information Corporation certifies that the information set forth in this statement is true, complete and correct. Dated: February 4, 2000 ADVANCED DIGITAL INFORMATION CORPORATION By: /s/ PETER H. VAN OPPEN ------------------------------- Name: Peter H. Van Oppen Its: Chief Executive Officer Page 6 of 7 Pages An Index of Exhibits appears on Page 7 EXHIBIT INDEX (1) Statement required by reporting persons pursuant to Rule 13d-1(k)(1) (see signature page). Page 7 of 7 Pages An Index of Exhibits appears on Page 7 -----END PRIVACY-ENHANCED MESSAGE-----